Broker Check

Advisor Positions







Experienced Financial Advisor

Responsibilities Include but are not limited to:

  • Work with clients to analyze, research, and implement solutions in their individual financial situations
  • Prepare, coordinate and follow through on any needed communication or implementation of recommendations with new or existing clients
  • Demonstrate excellent people skills by being confident in the delivery of financial advice to clients via conference calls and face-to-face meetings
  • Maintain high ethical standards and confidentiality at all times
  • Continuously monitor client’s financial situations with detail and accuracy with the ability to look at the big strategic financial picture
  • Dedicated to networking, continued education, and establishing expert relationships with strategic partners in our community Education/Licenses
  • The ideal candidate will have at the minimum an undergraduate degree 

The following licenses/designations are preferred:

  • Life and Health License and FINRASeries 6/7 and 65/66
  • Willingness to pursue CFP® designation or other industry-noted designations to show ongoing continuing education within our industry

Industry Skills/Experience:

  • The Candidate must have a minimum of five years of experience in the financial services industry and should be able to keep up in a fast-paced environment
  • He/she must not have any complaints filed against them
  • He/she must have a proven track record of growth and success in the business
  • He/she must be a self-starter, highly motivated, and someone who values relationships
  • The candidate must have at least $15 million under management
  • Must be a team player who fits into the firm culturally
  • Must be able to make a good first impression and be the ultimate professional
  • The candidate should not have been with more than two other broker-dealers in their career
Contact Us

Associate Financial Advisor 

We are currently seeking Associate Financial Advisors to help take our local firm to the next level. The primary responsibilities will be collaborating with our experienced advisors to maintain profitable, professional client relationships with our current client base, and review/present client-related financial plan recommendations or implementation processes with all existing clients. All candidates should demonstrate a desire to network, build relationships and communicate effectively with people. This is a great opportunity for an aspiring advisor to shadow the firm owner, be involved in client meetings early on, and contribute to a growing firm that leverages technology and is positioned for growth. Potential opportunities for acquisition and/or succession plans may exist in certain situations. 

Responsibilities Include but are not limited to:

Work with clients to analyze, research, and implement solutions in their individual financial situations

  • Conduct financial analysis; prepare financial plans and other deliverables for client meetings 
  • Prepare, coordinate and follow through on any needed communication or implementation of recommendations with new or existing clients 
  • Demonstrate excellent people skills by being confident in the delivery of financial advice to clients via conference calls and face-to-face meetings 
  • Maintain high ethical standards and confidentiality at all times 
  • Continuously monitor clients’ financial situations with detail and accuracy with the ability to look at the big strategic financial picture 
  • Dedicated to networking, continued education, and establishing expert relationships with strategic partners in our community 


Education/Licenses

  • The ideal candidate will have at the minimum an undergraduate degree
  • Life and Health License and FINRA Series 6/7 and 65/66 preferred 
  • Willingness to pursue CFP® designation or other industry-noted designations to show ongoing continuing education within our industry


 Skills/Experience

  • 5+ years of experience in sales and or the financial services industry 
  • Self-motivated and able to establish effective relationships with diverse personalities 
  • Understanding of financial products including insurance and investments
  • Excellent Communication skills along with the ability to expertly multi-task 
  • Strong Organization and Customer service skills are required 
  • Extensive Microsoft Office skills with intermediate or better computer skills 
  • Must manage multiple tasks and meet required deadlines
Contact Us

Experienced Benefits Advisor 

Responsibilities Include but are not limited to:

  • Work with clients to analyze, research, and implement solutions in their individual situations
  • Conduct benefits analysis; review quotes, plan designs and other deliverables for client meetings
  • Prepare, coordinate and follow through on any needed communication or implementation of recommendations with new or existing clients
  • Demonstrate excellent people skills by being confident in the delivery of benefits advice to clients via conference calls and face-to-face meetings
  • Maintain high ethical standards and confidentiality at all times
  • Continuously monitor client’s situation with detail and accuracy with the ability to look at the big strategic picture
  • Dedicated to networking, continued education, and establishing expert relationships with strategic partners in our community


Skills/Experience

  • The Candidate must have a minimum of five years of experience in the insurance industry and should be able to keep up in a fast-paced environment.
  • He/she must have a bachelor’s degree
  • He/she must have a proven track record of growth and success in the business
  • He/she must be a self-starter, highly motivated, and someone who values relationships
  • Must be a team player who fits into the firm culturally
  • Must be able to make a good first impression and be the ultimate professional
Contact Us

Financial Planning Associate

We are seeking a highly committed, motivated, and organized college individual with strong initiative and excellent communication skills. Your role will be to assist senior financial planners with providing exceptional service to our clients. The position will provide exposure to all aspects of personal financial planning including tax analysis, cash flow management, retirement analysis, estate planning, and risk management.  

Responsibilities Include, but are not limited to:  

  • Updating balance sheets, cash flows, and other reports illustrating the financial status of clientele 
  • Assisting in the drafting, editing, and mailing of correspondence with clients and other professionals 
  • Organizing both electronic and paper files 
  • Serving as a liaison between bookkeeper and clientele: organizing files and addressing client questions and concerns 
  • Phone and email interaction with clientele as needed 
  • Providing administrative support to senior financial planners   

 
Qualifications:  

  • Bachelor’s Degree is required. 
  • Licenses preferred: Life Health, Series 6 or Series 7 
  • A Financial Planning major or Certified Financial Planner (CFP®) candidate is preferred 
  • Must have excellent Microsoft Word, Excel, and Office skills 
  • Must have strong attention to detail and excellent math skills 
  • Must be a team player with creative problem-solving abilities and good interpersonal skills 
Contact Us

Interested in one of the above positions? Contact us today.

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